Neural Collapse Under MSE Loss: Proximity to and Dynamics on the Central Path. (arXiv:2106.02073v1 [cs.LG])

Recent work [Papyan, Han, and Donoho, 2020] discovered a phenomenon called
Neural Collapse (NC) that occurs pervasively in today’s deep net training
paradigm of driving cross-entropy loss towards zero. In this phenomenon, the
last-layer features collapse to their class-means, both the classifiers and
class-means collapse to the same Simplex Equiangular Tight Frame (ETF), and the
behavior of the last-layer classifier converges to that of the
nearest-class-mean decision rule. Since then, follow-ups-such as Mixon et al.
[2020] and Poggio and Liao [2020a,b]-formally analyzed this inductive bias by
replacing the hard-to-study cross-entropy by the more tractable mean squared
error (MSE) loss. But, these works stopped short of demonstrating the empirical
reality of MSE-NC on benchmark datasets and canonical networks-as had been done
in Papyan, Han, and Donoho [2020] for the cross-entropy loss. In this work, we
establish the empirical reality of MSE-NC by reporting experimental
observations for three prototypical networks and five canonical datasets with
code for reproducing NC. Following this, we develop three main contributions
inspired by MSE-NC. Firstly, we show a new theoretical decomposition of the MSE
loss into (A) a term assuming the last-layer classifier is exactly the
least-squares or Webb and Lowe [1990] classifier and (B) a term capturing the
deviation from this least-squares classifier. Secondly, we exhibit experiments
on canonical datasets and networks demonstrating that, during training,
term-(B) is negligible. This motivates a new theoretical construct: the central
path, where the linear classifier stays MSE-optimal-for the given feature
activations-throughout the dynamics. Finally, through our study of continually
renormalized gradient flow along the central path, we produce closed-form
dynamics that predict full Neural Collapse in an unconstrained features model.

Source: https://arxiv.org/abs/2106.02073

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